CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges

CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges

Washington, DC (STL.News) – The Commodity Futures Trading Commission (CFTC) Friday issued an Order filing and settling charges against Vision Financial Markets LLC (Vision), a securities broker dealer located in Stamford, Connecticut.  From at least May 1990 until April 2015, Vision was a registered futures commission merchant (FCM) and commodity pool operator.  The Order requires Vision to pay a civil monetary penalty of $200,000 and cease and desist from any further violations of the Commodity Exchange Act or CFTC Regulations.

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